Tax Job Info Sharing

Job location: New York, NY
Category: Advisory jobs

Line of Service: Advisory
Industry: Financial Services
State & City: NY-New York
Travel Requirements: 81-100%
Position Type: Full Time
Auto req ID: 55423BR-0

PwC/LoS Overview:
Are you interested in the opportunity to work for an industry-leading firm that services clients that include the Fortune 500, and will give you the experience and exposure you need to build your career and personal brand? If you are, then PricewaterhouseCoopers LLP (www.pwc.com/us) is the firm for you. PricewaterhouseCoopers LLP (PwC US) helps clients meet the challenges and opportunities of the US marketplace in the areas of assurance, tax, and advisory. We offer the advantage of being part of a global network of firms combined with detailed knowledge of local, state and US national issues. More than 180,000 people in over 158 countries across the PwC network are committed to deliver quality in assurance, tax and advisory services. People across the PwC network share knowledge, experience and solutions to develop fresh perspectives and deliver practical advice.

At PwC US, you will be part of a learning culture, where teamwork and collaboration are encouraged, excellence is rewarded, and diversity is respected and valued. We offer a flexible career progression model that allows for a variety of challenging opportunities throughout your career. We provide unparalleled coaching, mentoring, and career development programs; global opportunities; and state of the art technology-driven methodologies to help you provide quality service to our clients.

From strategy through execution, PwC Advisory helps clients build their next competitive advantage. As the world’s second largest global consulting provider, we combine the breadth of knowledge of over 35,000 global professionals with deep industry knowledge to deliver custom solutions for our clients. A long history of working with many of the world’s largest and most complex companies means we really understand the unique business challenges our clients face better than most consultancies.

Job Description:
The Financial Services industry is operating in a challenging environment due to global economic pressure, increasing regulatory demands and capital requirements as well as significant operational and technology changes. Our growing Financial Services Advisory practice provides management, technology and risk consulting services to help major financial institutions around the world respond to their most complex business challenges. The Financial Services Advisory practice is composed of three industry sectors: Asset Management, Banking & Capital Markets and Insurance.

Our Risk & Regulatory consultants help clients understand and address their enterprise risk and regulatory profile. This high performing team advises clients on the overall management and performance of their business, with a focus in compliance management, business continuity, risk and governance, and treasury management.

Position/Program Requirements:
Minimum Years of Experience: 7

Minimum Degree Required: Bachelor’s degree

Degree(s) Preferred: Advanced degree i.e. Juris Doctor, Masters of Business Administration,

Knowledge Preferred:

Demonstrates proven extensive knowledge and success with managing compliance-related consulting engagements within a top consulting or accounting firm and/or a regulatory agency, including:
-Development of solutions related to sales and trading, compliance, operations, and/or regulatory reporting in a number of functional areas of sell side/buy side, retail or institutional Broker-Dealers.

-Broker-Dealer compliance, including developing, analysing and assessing compliance programs; constructing, monitoring and auditing programs; managing internal risk assessment and investigations, collaborating with organization management to integrate compliance controls into the scope of existing business practices; developing and delivering compliance training, and managing incident management systems.
-Management of multiple, complex projects and direct medium to large staff teams.

Skills Preferred:

Demonstrates proven extensive abilities and success with leading client-facing consulting teams, including:
-Developing and implementing compliance programs, including remediation of regulatory issues, development of policies and procedures, oversight and monitoring for personal trading, surveillance, regulatory reporting, and supervision;
-Communicating with external clients and internal staff in an organized and knowledgeable manner;
-Leveraging project management and project facilitation skills, especially with leading and facilitating teams and developing client proposals;
-Identifying and addressing client needs: developing and sustaining deep client relationships using networking, negotiation and persuasion skills to identify and sell potential new service opportunities; preparing and presenting complex written and verbal materials; and defining resource requirements, project workflow, budgets, billing and collection; and,
-Leading teams to generate a vision, establish direction and motivate members, create an atmosphere of trust, leverage diverse views, coach staff, and encourage improvement and innovation.

Job ID: 55423BR-0

Source Article from http://jobs.pwc.com/new-york-state/advisory/jobid5613722-advisory-financial-services-manager-broker_dealer-compliance-jobs